Gain a comprehensive understanding of Section 13F

  • Subject Matter Expert

    Presented by Amber Adam, one of FundApps’ Subject Matter Experts. Amber has advised some of the world’s largest buyside and sellside financial institutions on regulatory interpretation and compliance processes.

  • Engaging Videos

    Includes 45 minutes of video lessons which provide a detailed insight into the complexities of Section 13F, including the 13F Securities List, and filing via EDGAR.

  • Certification

    The course takes just half a day to complete and you'll receive a Section 13F certificate upon passing the exam at the end.

Learning Outcomes

  • Be able to identify which investors are eligible for 13F monitoring and filing.

  • Be able to calculate disclosable exposure across all financial assets

  • Be able to correctly aggregate positions across smaller and larger corporate structures

  • Be able to correct populate and file the required documentation via EDGAR.

What our students say...

Robert Haggerty, Global Head of Major Shareholding Reporting, abrdn

The courses in the FundApps Academy take very complex subjects in relation to the regulation surrounding shareholding disclosures and distils them down to easily understandable lessons, with the ability to test your knowledge and understanding throughout. These provide a great way of learning the key aspects of these subject matters in an easily digestible form.

Usame Ceylan, International Compliance Officer, Aegon

As an absolute beginner to the field, I was worried about the complexities in the European Transparency Directive. The Fundapps Academy’s ‘The European Transparency Directive’ training structure is very well designed in terms of explaining the complex topics in a systematic and understandable way. Topics were presented in a way that they were built on each other: Themes covered in previous section(s) made it easy to understand the subject of the particular section. When I finished the training, I was confident to made a start with disclosure forms and filings.

Guy Bevan, Senior Consultant FS, PWC

"The FundApps Academy helped me gain a deep understanding of the Transparency Directive and all of its complexities. The content is presented in a clear and engaging way, and the mixture of videos, text and questions throughout makes this difficult topic easy to understand."

Emil Castro Christensen, Senior Manager, KPMG

"The FundApps Academy provided deep insight into the European Transparency Directive and European Short Selling Regulation. The pace and structure of the courses are well suited to experienced compliance managers, but also serves as a good introduction for less experienced professionals. I’d recommend the FundApps Academy to everyone seeking knowledge in this area of compliance."

How much does it cost?

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